Compliance Associate

What You’ll Be Doing

• Maintain and enhance compliance policies, procedures, and the Code of Ethics
• Support firm-wide compliance risk assessments and control frameworks
• Manage elements of the compliance calendar and ongoing monitoring activities
• Assist with regulatory filings and responses to US regulators
• Review investor materials and external communications for regulatory alignment
• Run employee compliance monitoring (personal trading, gifts & entertainment, Code of Ethics)
• Maintain audit-ready compliance records and logs
• Conduct real-time and post-trade surveillance of trading activity
• Support regulatory examinations, audits, and compliance reviews
• Coordinate compliance training and track completion
• Monitor regulatory developments and support ad-hoc compliance initiatives

• 2–4+ years of compliance experience within investment management or regulated financial services
• Familiarity with US regulatory requirements (SEC / RIA environment preferred)
• Strong attention to detail and ability to manage multiple priorities
• Clear communicator with a practical, solutions-focused mindset

This is a broad, hands-on compliance role offering meaningful ownership within a prestigious hedge fund, with direct exposure to senior leadership, trading activity, and regulatory interactions, and clear room to grow over time