KYC Operations Analyst

Overview

Job description:

Corporate

Title:

Analyst
Department:
Operations

Location:

New York- midtown
The pay range for this position at commencement of employment is expected to be between $70K and $80K/year*

Nomura is a global financial services group with an integrated network spanning over 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions:
Retail, Wholesale (Global Markets and Investment Banking), and Investment Management. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura,

Aon’s Benefit Index®, Nomura’s benefits rank #1 amongst our competitors

CSG (Client Services Group) is a dynamic division of Nomura Wholesale Operations that drive client success across the globe – providing client onboarding, KYC diligence, client outreach, entity data management and sales support. As part of our prestigious Global Markets KYC team, you will serve as a key ambassador for one of the world’s leading financial institutions while helping to proactively identify risks and process improvements.

• Master KYC Excellence: Take ownership of comprehensive KYC due diligence process for new and existing client relationships, serving as the expert guardian ensuring all clients successful navigate regulatory requirements before relationship approval.
• Drive Regulatory Precision: Analyse client data, documentation, and negative news to determine accurate risk profiles, positioning yourself as Nomura’s trusted KYC specialist who ensures flawless compliance with firm procedures.
• Risk Assessment Innovation: Proactively resolve complex KYC challenges by leveraging your analytical expertise and regulatory knowledge, coordinating with global teams while escalating appropriately to deliver seamless compliance outcomes.
• Orchestrate Cross-Functional Collaboration: Serve as a central KYC facilitator, seamlessly coordination with Client Onboarding, Compliance, Business and Global Reference Data teams to deliver streamlined regulatory experiences.
• Foster Strategic Compliance Partnerships: Maintain continuous expert communication with global and local counterparts, ensuring transparency and sustained regulatory momentum that reflects our commitment to compliance excellence.
• Become a Regulatory Innovation Partner: Dive into an exciting world where you’ll master KYC platforms, skilfully navigate complex AML/KYC requirements (Patriot Act, Section 312, MiFiD), and build valuable expertise across diverse regulatory landscapes while participating in rolling reviews and special projects to drive meaningful in compliance excellence.

• Confident Collaborator:
  Excel in building relationships with global and local stakeholders, articulating complex regulatory concepts while proactively identifying and addressing emerging compliance opportunities.
• Compliance Champion:
  Shine in regulatory interactions with polished professionalism that elevates every KYC engagement.
• Results-Driven Achiever:
  Thrive with instinctive sense of urgency in high-volume environments, taking swift, purposeful action that delivers exceptional compliance outcomes.
• Proactive Leader:
  Take ownership of your KYC success by anticipating regulatory needs and executing to meet critical deadlines.
• Regulatory Enthusiast:
  Possess genuine curiosity and passion for diving into complex compliance frameworks and building meaningful cross-functional relationships.

• 2-5 years KYC/AML experience with proven expertise in regulatory compliance
• Deep knowledge of the US AML/KYC regulations with ability to navigate complex compliance requirements
• Series 99 certification preferred
• Proven track record of managing high-volume KYC requests in a dynamic, fast-paced environment where you thrive under pressure
• Natural talent for analytical precision with excellent written and verbal communication skills
• Team player…