Experienced​/Lateral - Compliance Analyst

Experienced/Lateral - Compliance Analyst

Location:

New York

Five Rings is a proprietary trading firm focused on strategy, innovation and technology. Our offices are in New York, Boca Raton, London and Amsterdam, and we trade in domestic and international markets. The team analyzes opportunities, assesses risks, and develops strategies and tools to capitalize on them. We encourage an open culture and knowledge sharing across the firm.

The Compliance Analyst will join the growing compliance team and help establish, implement and maintain policies and procedures to ensure regulatory compliance. Responsibilities include surveillance and monitoring of trading activity, staff training and onboarding, documenting policies, managing regulatory reporting and communication, administering existing policies, and monitoring regulatory developments and best practices.

• Surveillance and monitoring of trading activity
• Train and induct staff on compliance matters
• Document and update policies
• Manage regulatory reporting and communication
• Administer existing policies
• Monitor regulatory developments and best practices

• Bachelor’s degree or equivalent
• Minimum of 2 years of relevant experience in a regulated environment preferred
• Ability to work independently, highly organized with superior attention to detail and ability to multitask
• Strong knowledge of key compliance areas and proficiency with spreadsheets

Annual base salary: $75,000 – $100,000. Base salary does not include discretionary bonus or benefits. Total compensation includes base salary and a discretionary bonus.