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VP Compliance Officer – Regulatory Program Lead
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-02-01
Listing for:
Guggenheim Partners
Full Time
position Listed on 2026-02-01
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
A global investment firm in New York seeks a Compliance Officer (Associate/Vice President) to establish and manage a compliance program. The ideal candidate will have over 4 years of regulatory experience, particularly in structured credit transactions, and demonstrate excellent problem-solving and communication skills. This full-time role requires office presence at least 4 days a week and offers an annual base salary of $130,000.
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