Lead Broker-Dealer Compliance — Hybrid; NYC), Equity
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-01-31
Listing for:
Gemini
Full Time
position Listed on 2026-01-31
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Crime, Financial Services, FinTech
Job Description & How to Apply Below
Location: New York
A leading crypto and Web3 platform seeks a dynamic self-starter for the role of Lead, Broker Dealer Compliance in New York City. This position involves overseeing the broker-dealer compliance program, requiring expert knowledge in federal and state securities regulations, particularly SEC and FINRA rules. Candidates should have over 8 years in compliance advisory, active FINRA licenses, and robust analytical skills.
The compensation includes a competitive salary, benefits, and a hybrid work model.
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