More jobs:
VP, Broker-Dealer Compliance & Regulatory Governance
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-01-28
Listing for:
Atlas Search
Full Time
position Listed on 2026-01-28
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
A compliance advisory firm is seeking a professional to join its Regulatory Governance Advisory Team. The role involves providing compliance advice, managing regulatory inquiries, and preparing governance reports. The ideal candidate should have expertise in US securities laws, strong coordination skills, and a track record in compliance and risk management. This position offers a dynamic environment and the opportunity to enhance the firm's overall compliance program.
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