Lead Regulatory Compliance Alternative Investments
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-01-24
Listing for:
IQ-EQ
Full Time
position Listed on 2026-01-24
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Corporate Finance
Job Description & How to Apply Below
Location: New York
A leading Investor Services firm in New York is seeking an experienced compliance professional to manage client engagements. The ideal candidate will provide strategic compliance guidance, ensuring timely deliverables and leading trainings during regulatory exams. Required qualifications include 4+ years of compliance experience and knowledge of the Investment Advisers Act of 1940. The role offers a hybrid work schedule and competitive salary ranging from $72,000 to $110,000, alongside comprehensive benefits.
#J-18808-Ljbffr
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×