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Hybrid Chief Compliance Officer — Global Regs & Risk Lead

Job in New York, New York County, New York, 10261, USA
Listing for: JAC Recruitment
Full Time position
Listed on 2026-01-24
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
  • Law/Legal
    Regulatory Compliance Specialist
Job Description & How to Apply Below
Location: New York

A leading asset management firm is seeking a Chief Compliance Officer (CCO) at the VP or SVP level in New York City. This hybrid role involves overseeing compliance functions for an SEC-registered investment adviser, ensuring robust legal frameworks for equity, fixed income, and futures. Candidates should have 10+ years of compliance experience, strong knowledge of SEC regulations, and excellent policy writing skills.

The position offers a competitive salary and comprehensive benefits package.
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