Compliance Consultant

We are partnered with a boutique compliance consulting firm, in the financial services sector, looking to add consultants to their team. They pride themselves on providing bespoke solutions for their clients, namely private equity firms. The firm is highly collaborative and professional, and the positions exist because they have a successful model that has allowed them to grow, requiring more support.

This is a firm known to take care of their consultants who come in and get the job done.

They are ideally targeting the 4-10 year mark for relevant years of experience. They operate on a fully remote basis and they are quite productive, so this opportunity requires someone who is a self-starter and highly disciplined. There is a preference for candidates in eastern and central time zones.

The required skillset that they need the most, currently, is marketing review and performance/ fee testing. Other relevant experience includes drafting Form ADV part 2, annual reviews, and creating compliance manuals and policies and procedures. Prior experience at a private equity firm is highly preferred.

Books of business are not necessary as they do not (and will not) need these individuals to business develop.

The SR Group (US), Inc. is acting as an Employment Agency in relation to this vacancy.

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