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Senior Compliance Analyst - RIA​/RIC Expert; Hybrid NY

Job in New York, New York County, New York, 10261, USA
Listing for: Mutual of America
Full Time position
Listed on 2026-01-19
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst, Financial Services
Salary/Wage Range or Industry Benchmark: 88000 - 132000 USD Yearly USD 88000.00 132000.00 YEAR
Job Description & How to Apply Below
Position: Senior Compliance Analyst - RIA/RIC Expert (Hybrid NY)
Location: New York

A leading financial services firm is seeking a Senior Compliance Analyst in New York, NY (Hybrid). This role requires a Bachelor’s degree and 2+ years of experience in compliance. Responsibilities include managing compliance programs, conducting risk assessments, and training employees. The firm offers benefits such as a comprehensive package and an annual bonus. Salary range is $88,000 - $132,000, reflecting the competitive compensation in the financial industry.
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Position Requirements
10+ Years work experience
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