Senior Broker-Dealer Compliance Analyst — Hybrid NYC
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-01-16
Listing for:
Atlantic Group
Full Time
position Listed on 2026-01-16
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
A leading compliance services provider in New York is seeking a Senior Compliance Analyst to oversee broker-dealer registration and licensing. The role involves managing regulatory filings and onboarding processes while ensuring compliance with FINRA, SEC, and state regulations. Candidates should possess 3-5 years of experience, a relevant Bachelor's degree, and familiarity with compliance tools like FINRA Gateway. This hybrid position offers competitive compensation ranging from $95,000 to $125,000 per year, plus bonuses.
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Position Requirements
10+ Years
work experience
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