Executive Vice President of Finance
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-01-14
Listing for:
Hire Point Recruiting
Full Time
position Listed on 2026-01-14
Job specializations:
-
Finance & Banking
Financial Manager, Corporate Finance, CFO, VP/Director of Finance -
Management
Financial Manager, CFO
Job Description & How to Apply Below
Executive Vice President of Finance
A rapidly growing, technology-driven financial firm headquartered in Manhattan seeks an experienced Executive Vice President of Finance to oversee all aspects of financial operations, regulatory reporting, and strategic planning. This high-impact leadership role reports directly to the CEO and serves as a key advisor across the business, working closely with the trading, operations, and compliance teams.
Base pay range$/yr - $/yr
Key Responsibilities- Serve as the senior-most finance leader, responsible for the day-to-day operations of the accounting and finance departments across multiple business lines.
- Oversee the preparation of GAAP-compliant financial statements and ensure timely and accurate external and regulatory reporting.
- Lead financial audits, tax compliance, and internal controls while supporting ongoing risk and governance initiatives.
- Manage capital calculations, liquidity management, and financial responsibility filings for the firm’s regulated entities.
- Monitor changes in financial regulations (SEC, FINRA, etc.) and advise executive leadership on implications and action steps.
- Collaborate with internal departments and external stakeholders to ensure financial processes align with business objectives.
- Supervise regulatory reporting such as Net Capital Computations, FOCUS filings, SSOI, and SIPC-related documentation.
- Provide thought leadership and strategic insights to improve profitability, cost efficiency, and financial system integration.
- Mentor and manage finance personnel, fostering a culture of accountability and continuous improvement.
- Bachelor’s degree in Accounting, Finance, or related field; advanced degree or CPA preferred.
- 10+ years of experience in financial leadership roles, ideally within a broker‑dealer, proprietary trading, or capital markets environment.
- Strong knowledge of SEC/FINRA regulations and broker‑dealer reporting requirements.
- FINOP experience or Series 27 license highly preferred.
- Proven ability to lead complex finance functions and partner with cross‑functional executive teams.
- Highly analytical with excellent communication skills and a hands‑on approach to problem‑solving.
Executive
Employment typeFull-time
Job functionFinance
IndustriesTechnology, Information, and Media
Location:
Manhattan, NY
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