VP, Regulatory Compliance & Policy Strategy
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-01-27
Listing for:
TD Securities
Full Time
position Listed on 2026-01-27
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst -
Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
A leading financial services firm in New York seeks a VP of Compliance focused on Regulatory Initiatives and Policies and Procedures. The successful candidate will lead a team overseeing compliance with regulatory requirements, draft policies, and coordinate with various stakeholders. A Bachelor’s degree with 5-7 years of related experience is crucial, as well as strong skills in project management and analytical thinking.
Excellent interpersonal and communication skills are essential to thrive in this role.
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