Compliance Officer, Lead Expert Networks

Compliance Officer, Lead Expert Networks

Balyasny Asset Management is seeking an experienced Compliance Officer for its New York office. The employee will report to the Director, Senior Compliance Counsel and will work closely with both the Compliance and Legal Departments. The primary focus will be to assist the Compliance Department with leading the expert network review process and providing compliance oversight to investment and non-investment staff in our US offices.

• Serve as lead of the expert networks team, managing requests and analyzing information.
• Review and approve expert network requests from investment team members.
• Chaperone expert network calls, documenting and tracking all calls and meeting notes.
• Analyze material non-public information and carry out vetting procedures.
• Work closely with expert network vendors.
• Update Compliance policies and procedures regarding expert network policies.
• Conduct new hire and annual compliance trainings.
• Assist the Director, Senior Compliance Counsel on data/research compliance matters.
• Handle compliance inquiries and provide oversight and guidance to the investment and non-investment staff.
• Assist the team on the Compliance Annual review process.
• Assist the Compliance Department with ongoing regulatory requirements and enforce Compliance policies.
• Escalate matters to Compliance management as necessary.
• Participate in ad-hoc requests as needed.

• Bachelor’s Degree required.
• 5-7+ years of Compliance experience.
• Experience managing processes, workflow, etc.
• Compliance or legal experience with an investment adviser or broker‑dealer.
• Strong organizational and research skills.
• Ability to juggle multiple tasks when necessary.
• Ability to work independently and excel in a high‑intensity environment.
• High standard of professionalism in all dealings with internal staff and any external partners, clients and regulatory agencies.
• Strong written and verbal communication skills.
• Outstanding attention to detail.

With respect to NY, CA, and IL based applicants, the starting base pay range for this role is between $115,000 and $190,000 annually. The actual base pay is dependent upon several factors, including, but not limited to, relevant experience, business needs and market demands. This role may also be eligible for bonus compensation and employee benefits.