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Strategic Capital Markets Surveillance Specialist
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-01-01
Listing for:
Oppenheimer & Co. Inc.
Full Time
position Listed on 2026-01-01
Job specializations:
-
Finance & Banking
Capital Markets, Risk Manager/Analyst
Job Description & How to Apply Below
A leading investment bank in New York is seeking an experienced Senior Capital Markets Surveillance Analyst. This role is pivotal in ensuring compliance within the Capital Markets department, involving surveillance reviews, audits, and regulatory inquiries. Candidates should possess a Bachelor's degree, 5+ years of industry experience, and proficiency in Microsoft Office. The position offers a competitive salary range of $85,000.00 – $, with potential for a discretionary bonus.
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