Audit Manager II - Financial Crimes- Regulatory Validation

Audit Manager II - Financial Crimes
- Regulatory Validation

Work Location: New York, New York, United States of America

Hours: 40 hours per week

Pay: $92,220 - $149,310 USD

The Audit Manager is accountable for overseeing the planning and execution of audits covering discrete business units or functional corporate areas, and for leading the audit team that performs the audits.

• Contributes to the audit planning process for specific businesses/functional units, including audit plans, resource requirements and budgets.
• Has overall responsibility for completion of audits. Plans and leads audits and oversees staff working on multiple audits, forming conclusions, and communicating scope/findings to business line.
• Performs testing of critical areas of audit, reviews audit documentation, and oversees findings follow‑up and issue validation.
• Ensures audits are executed and completed in accordance with established standards and within prescribed time, budget, and scope parameters to meet deadlines.
• Oversees a small to medium sized team assigned to a given audit and provides coaching and feedback on performance throughout the audit.
• Evaluates internal and external risks for assigned business lines and/or functions using subject‑matter expertise.
• Acts as primary contact with management regarding audit scope, findings, and status.

• Undergraduate degree required.
• 7+ years of relevant experience.

Never: 0%;
Occasional: 1-33%;
Frequent: 34-66%;
Continuous: 67-100%

Domestic Travel – Occasional | International Travel – Never | Sedentary work – Continuous | Multiple tasks – Continuous | Office equipment – Continuous | Responding quickly to sounds – Occasional | Sitting – Continuous | Standing – Occasional | Walking – Occasional | Moving safely in confined spaces – Occasional | Lifting/Carrying (under 25 lbs) – Occasional | Lifting/Carrying (over 25 lbs) – Never | Squatting – Occasional | Bending – Occasional | Kneeling – Never | Crawling – Never | Climbing – Never | Reaching overhead – Never | Reaching forward – Occasional | Pushing – Never | Pulling – Never | Twisting – Never | Concentrating for long periods of time – Continuous | Applying common sense to standardized situations – Continuous | Reading, writing, and comprehending instructions – Continuous | Adding, subtracting, multiplying and dividing – Continuous

TD is one of the world’s leading global financial institutions and the fifth largest bank in North America by branch count. Every day we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support.

We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

TD offers a comprehensive total rewards package that includes a base salary, variable compensation and incentive awards, health and well‑being benefits, savings and retirement programmes, paid time off, banking benefits and discounts, career development, and reward and recognition programmes.

You will receive regular career, development, and performance conversations with your manager, access to an online learning platform, mentoring programmes and training, and a clear path for advancement within the organization.

We will reach out to candidates of interest to schedule an interview and aim to communicate outcomes to all applicants by email or phone call.

TD Bank is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, status as a protected veteran or any other characteristic protected under applicable federal, state, or local law. If you are an applicant with a disability and need accommodations to complete the application process, please email TD Bank US Workplace Accommodations Program at  with your full name, best way to reach you, and the accommodation needed.