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Audit Director - Insurance Operations & Investments

Job in New York, New York County, New York, 10261, USA
Listing for: Oliver James
Full Time position
Listed on 2026-01-12
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, CFO
  • Management
    Risk Manager/Analyst, CFO
Salary/Wage Range or Industry Benchmark: 150000 - 200000 USD Yearly USD 150000.00 200000.00 YEAR
Job Description & How to Apply Below
Location: New York

Audit Director - Insurance Operations & Investments

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This range is provided by Oliver James. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$/yr - $/yr

Internal Audit Director - Operations & Investments (Life Insurance) - New York

A leading Life Insurance organization in New York is seeking an accomplished Internal Audit Director to oversee audit coverage across Operations and Investment functions
. This role will drive risk management maturity, strengthen internal controls, and ensure regulatory compliance while partnering closely with senior leadership.

Role & Responsibilities
  • Lead enterprise risk assessments and develop the annual audit plan for Operations and Investments
  • Oversee audit engagements from planning through reporting, ensuring high-quality execution
  • Evaluate operational controls across policy administration, underwriting, claims, reinsurance, and vendor management
  • Provide audit oversight across investment governance, portfolio management, private assets, derivatives, and investment compliance
  • Prepare audit reports and communicate insights to executive leadership and the Audit Committee
  • Collaborate with cross-functional teams (Risk, Finance, Investments, Compliance, Actuarial) to enhance control environments
  • Ensure adherence to regulatory and industry frameworks (NAIC, NYDFS, SOX/Model Audit Rule)
  • Coach, develop, and mentor audit staff while fostering a strong control culture
Key

Skills & Qualifications
  • 10+ years of internal audit, risk management, or assurance experience, preferably within Life Insurance or Financial Services
  • Background in operations audit and/or investment audit required
  • Strong knowledge of control frameworks, investment processes, and insurance operations
  • Professional certifications strongly preferred: CIA, CPA, CISA, CFA, or FRM
  • Proven leadership experience with demonstrated ability to influence senior stakeholders
  • Excellent communication, audit reporting, and presentation skills
  • Strategic mindset with a hands-on approach to execution
Seniority level

Director

Employment type

Full-time

Job function

Accounting/Auditing

Industries

Insurance Agencies and Brokerages, Insurance Carriers, and Insurance

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