Equity Research Associate - Brokers, Asset Managers & Exchanges

Location: New York

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*** Expert level professional role requiring in-depth knowledge/expertise in own domain/field of specialty and working knowledge of broader related areas to run data analysis and develop research reports
* Integrates the broader organizational and industry context into advice and solutions
* Solves complex problems requiring analysis of multiple variables, which may require consultation with multiple stakeholders
* Uses advanced methods to contribute to new solutions and recommend standards against which others will operate
* Interprets guidelines, standards, policies, and results of analysis to inform decision making at senior levels
* Builds stakeholder alignment in leading activities, identifying, and leading problem resolution
* Works independently as a subject matter expert within own area of specialty and act as an escalation point and/or knowledge resource for others
* Undergraduate degree
* FINRA SIE, Series 63, 86, 87 or willing to obtain
* Holds or is working towards a CFA designation preferred for publishing analysts and associates
* Masters or PhD preferred
* 2+ years related experience
* Keeps abreast of market data, economic information, and key industry developments, as well as internal policies and regulatory standards (as communicated by Compliance) at all times to assist in maximizing profitability through sound and well-informed decisions; develop and maintain contacts with market participants
* Demonstrates governance, control, and risk management behaviors in alignment with TD policies and practices
* Adheres to enterprise frameworks or methodologies that relate to activities for our business area
* Ensures respective programs/policies/practices are well managed, meets business needs, complies with internal and external requirements, and aligns with business priorities
* Consistently exercises discretion in managing correspondence, information, and all matters of confidentiality; escalate issues where appropriate
* Participates in cross-functional/enterprise initiatives as a subject matter expert helping to identify risk/provide guidance for complex situations
* Conducts internal and external research projects; support the development/delivery of presentations and communications to management or broader audience
* Conducts meaningful analysis at the functional or enterprise level using results to draw conclusions, make recommendations, assess the effectiveness of programs/policies/practices
* Monitors service, productivity, and assess efficiency levels within own function and implement continuous process/performance improvements where opportunities exist
* Actively manages relationships within and across various business lines, corporate, and/or control functions and ensures alignment with enterprise and/or regulatory requirements
* Maintains a culture of risk management and control, supported by effective processes in alignment with risk appetite
* Participates fully as a member of the team, support a positive work environment that promotes service to the business, quality, innovation, and teamwork, and ensure timely communication of issues/points of…