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Compliance Lead: Information Barriers & Conflicts
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-01-25
Listing for:
SGS Société Générale de Surveillance SA
Full Time
position Listed on 2026-01-25
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
A global investment bank in New York is seeking a Compliance Officer to oversee the Control Room functions. The role requires solid knowledge of U.S. securities laws and experience in compliance related to research review and capital market transactions. Successful candidates will work closely with business management and provide guidance on information barriers and conflicts of interest while ensuring compliance with applicable regulations.
Join a dynamic team and contribute to maintaining ethical standards in a fast-paced environment.
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