Senior Compliance Business Oversight Analyst

Senior Compliance Business Oversight Analyst

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Work Location: New York, New York, États-Unis d'Amérique

Hours: 40

Pay Details: $72,280 - $117,520 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience  compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line Of Business: Conformité

Job Description
Why Work with Us? At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance structures and processes, driving innovation at every level. Here, each team member has a chance to make a tangible impact – both in day-to-day operations and in the design of a future-focused compliance program.

This is not just about implementing a new program – it's about creating a culture of compliance that will cascade throughout the organization.

The Senior Compliance Business Oversight Analyst will play a critical role in supporting the Fair Banking Compliance department by managing multiple ongoing projects, driving accountability across initiatives, and delivering clear, actionable reporting. This individual will combine strong project management skills with advanced data and reporting expertise (Power BI, Excel, PowerPoint) and solid database knowledge (Microsoft Access and SQL) to ensure effective oversight, governance, and transparency.

Key Responsibilities

• Project oversight and tracking
  • Coordinate and monitor multiple compliance related projects, ensuring deliverables, timelines and milestones are met.
  • Develop and maintain project trackers, status dashboards, and executive level updates.
• Business oversight and governance
  • Support compliance leadership with oversight of business processes
  • Ensure project documentation, governance standards and escalation protocols are followed
• Reporting and Analytics
  • Design and maintain dashboards and reports in Power BI and PowerPoint to track compliance metrics and project progress
  • Prepare high quality presentations for leadership and governance committees using Power Point
• Database and data management
  • Leverage Microsoft Access and SQL to extract, manage and analyze large datasets
  • Ensure data integrity and accuracy in reporting with the ability to translate findings into actionable insights
• Stakeholder management
  • Collaborate with cross functional partners including compliance stakeholders, Line of Business and risk partners
  • Communicate project updates and reporting results effectively to senior management.

Job Profile Summary

The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice to assigned portfolio, business or function to promote strong Compliance controls and processes are in effect to mitigate inherent associated risks. This role contributes to the development and implementation of Compliance programs related to all aspects of Compliance laws.

Depth & Scope

• Expected to exercise sound and expert independent professional judgment and discretion in interacting and communicating with staff and senior management of the Bank with respect to significant regulatory compliance risk matters
• Empowered to make prudent professional decisions in rendering advice and counsel to business lines or assigned areas, on compliance matters and regulatory risks which may impact performance of the business and overall enterprise strategies and objectives
• Expert level professional role requiring in-depth knowledge/expertise in Compliance and working knowledge of broader related areas…