Director, Trade Surveillance - Data Quality

Nous utilisons des témoins pour fournir et améliorer nos services de sorte à vous offrir une expérience plus personnalisée, et les services de suivi sont désactivés. Pour en savoir plus sur les témoins utilisés et pour consulter vos préférences, veuillez vérifier les paramètres de votre navigateur ou sélectionner Accepter pour consentir à l’utilisation des témoins.

Avertissement :
Pour les visiteurs de l’Union européenne et du Royaume-Uni, seuls les témoins strictement nécessaires sont utilisés sur ce site. Ces témoins sont nécessaires au bon fonctionnement du site Web et ne peuvent pas être désactivés. Ils sont généralement mis en place uniquement en réponse à des actions que vous effectuez et qui équivalent à une demande de services, comme configurer vos préférences en matière de confidential ité, ouvrir une session ou remplir des formulaires.

Vous pouvez configurer votre navigateur pour qu’il bloque ces témoins; toutefois, certaines sections du site ne fonctionneront pas. Ces témoins n’enregistrent pas de renseignements personnels permettant l’identification.
** Key*
* ** Responsibilities:
*** Data Governance & Quality Strategy:
Develop and implement a robust data quality framework for trade surveillance, ensuring data integrity across multiple trading desks and asset classes.
* Surveillance Data Management:
Oversee the ingestion, transformation, and validation of trading data from multiple sources (e.g., order management systems, execution platforms, and market data feeds).
* Regulatory Compliance &

Risk Management:

Ensure TDS meet regulatory requirements as it related to surveillance data (e.g., SEC, CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies.
* Technology & Automation:
Collaborate with Technology teams and the CDO to enhance data pipelines, improve data validation processes, and create monitoring tools to detect anomalies in surveillance data.
* Cross-Functional Leadership:
Partner with Compliance, Risk, Trading, and Technology teams to optimize data workflows and enhance the effectiveness of TDS's Surveillance program.
* Issue Resolution & Root-Cause Analysis:
Investigate and remediate surveillance data-quality issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management.
* Stakeholder Engagement:
Serve as primary contact to   Trade Surveillance teams,  CDO, Compliance Technology, and Front Office Technology on surveillance data quality issues.  Engage with regulators and Internal Audit as needed to address any question s or inquiries related to  TDS's surveillance data quality framework. Present in governance meetings.
* Accountable for a significant area(s)/broad business units of Compliance that typically has enterprise wide impact or accountability.
* Position deals with senior/executive management.
* Key contact for business management, regulators and external/internal auditors, dealing with a broad range of issues including non-routine information.
* Focuses on longer-range planning for functional area (e.g. 12 months or greater).
* Manages and prioritizes multiple projects at a given time.
* Bachelors degree or progressive work experience
* 7-10 years related experience
* 10 years of experience in surveillance data quality at a large investment bank/systemically important financial institution (SIFI) in the US.
* Demonstrated expertise in data creating and maintaining a robust surveillance data governance framework, trade surveillance tools (e.g., SMARTS, Actimize, and Trading Hub), and communications surveillance tools (e.g., Behavox).
* Deep understanding of trading in equities, fixed income, FX, and derivatives markets, as well as market abuse and trade manipulation typologies
* Experience leading a large remediation project related to trade and communications surveillance data, preferably at SIFI.
* Demonstrated experience in leading cross-functional teams and driving strategic initiatives in a fast-paced, highly regulated environment
* Deep understanding of trading in equities, fixed income, FX, and derivatives markets, as well as market abuse and trade manipulation typologies
* Proficiency in SQL, Python, or other…