Compliance Specialist, Law​/Legal

Designation - Compliance Associate - Global Banking
Location - Mumbai
Experience - 5 to 10 years
Industry: Financial Services (MNC)

Key Responsibilities:

Assist in the implementation and maintenance of the company's compliance framework, policies, and procedures, ensuring they align with sectorial regulations and firmwide requirements.
Stay up-to-date with changes in regulatory requirements and industry best practices in India, advising relevant teams on their impact.
Provide guidance and training to employees on compliance-related matters, including new policies and regulatory updates.
Collaborate with various departments, such as Business, legal, operations, and IT, to ensure compliance is integrated into business processes.
Assist in managing and responding to regulatory inquiries and inspections.
Maintain accurate and organized compliance documentation and records.
Assist in the preparation and submission of accurate and timely regulatory reports to relevant authorities and internal stakeholders.
Support and coordinate the preparation for internal, statutory, and external audits, including gathering required documentation and responding to audit queries.

Qualifications:

5+ years of professional experience at a financial institution in India dealing with SEBI, BSE, NSE or RBI and other local regulators on compliance matters.
Bachelor's degree in Finance, Law, Business Administration, or a related field.
Experience in implementing and maintaining compliance programs, including drafting, amending, designing and implementing appropriate policies, procedures, training and controls.
Experience in conducting internal investigations and guiding / advising on internal conduct issues.
Knowledge of SEBI rules and regulations and experience in responding to inquiries from and managing investigations by SEBI and other local regulators.

If keen & your experience is as per the JD , You can also share your CV at [HIDDEN TEXT]