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Research & Resolution Consultant

Job in Montgomery, Montgomery County, Alabama, 36136, USA
Listing for: MassMutual
Full Time position
Listed on 2026-03-15
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Analyst
  • Business
    Regulatory Compliance Specialist, Financial Analyst
Salary/Wage Range or Industry Benchmark: 110300 USD Yearly USD 110300.00 YEAR
Job Description & How to Apply Below

Overview

Employer Industry: Financial Services

Why consider this job opportunity
  • Salary up to $110,300
  • Opportunity for performance-based incentives and bonuses
  • Access to a diverse range of employee resource groups for networking and support
  • Strong focus on ethics and integrity within a stable company
  • Opportunities for professional growth and access to learning resources
  • Hybrid work schedule available for local candidates
Responsibilities
  • Conduct research and analysis to support business operations and present findings to management
  • Develop solutions through root-cause analysis of complex issues related to Broker/Dealer business
  • Identify opportunities to enhance workflows, procedures, and policies
  • Make informed decisions while considering business risk and customer service
  • Collaborate with legal and compliance teams on processing legal orders and regulatory requests
Qualifications
  • High School Diploma or equivalent
  • Minimum of 3 years of experience with MMLIS and/or 5 years in financial services
  • Series 7 and 24 licenses required at the time of application
  • At least 1 year of experience with Microsoft Office Suite
  • Candidates must reside within 50 miles of the employer's office and work a hybrid schedule
Preferred Qualifications
  • Bachelor’s Degree
  • Over 7 years of experience in the financial services industry
  • Strong collaborative skills with exceptional attention to detail

#Financial Services #Career Opportunity #Hybrid Work #Competitive Pay #Professional Development

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We are not the EOR (Employer of Record) for this position. Our role in this specific opportunity is to connect outstanding candidates with a top-tier employer.

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