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Risk Manager/Analyst

RIA Operations & Compliance Lead

Job in Monrovia, Los Angeles County, California, 91017, USA
Listing for: TransGlobal Holding Co.
Full Time position
Listed on 2026-03-05
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst
  • Management
    Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 70000 - 100000 USD Yearly USD 70000.00 100000.00 YEAR
Job Description & How to Apply Below
A leading financial services provider in California seeks an RIA Operations Manager to oversee compliance and operational support. You will ensure strict adherence to SEC and FINRA regulations while managing client interactions and team training. Ideal candidates have a Bachelor's degree in Finance or Business Administration, 3+ years in compliance or operations, and strong organizational skills. There's a competitive $70K-$100K salary range based on experience, with comprehensive benefits and growth opportunities.
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