Manager Compliance
Listed on 2026-01-24
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Corporate Finance, Risk Manager/Analyst
City : Chesterfield; State : Missouri (US-MO); Country : United States (US); Requisition Number : 43232
OverviewA Day In The Life:
We are seeking an experienced Derivatives Compliance and Market Conduct professional. Reporting to the Director, Derivatives Compliance & Market Conduct Officer, the role provides expert advisory, manages critical exchange/clearing compliance, and oversees market surveillance across all international regulatory regimes, ensuring adherence to global best practices and regulatory requirements.
- Lead derivatives compliance advisory, ensuring robust adherence to global regimes including EMIR, MiFID II, MAR, FMIA, MAS, and US Dodd-Frank (CFTC Parts 38, 43, 45, 150, 151, 155).
- Provide expert guidance on evolving global regulations, advise on complex documentation/trading agreements, and act as the central contact for global traders, exchanges, and regulators.
- Oversee exchange-traded derivatives and clearing operations, leveraging deep understanding of CFTC Part 39 (DCOs) and direct access for non-FCM clearing members; ensure DCO rule adherence.
- Coordinate compliance activities across major global exchanges (e.g., CME, ICE, Matif Euronext, EEX, key Asian exchanges), including rule interpretations.
- Manage position limits and aggregation rules (CFTC Parts 150 & 151), and lead hedge exemption applications to global regulators (e.g., CFTC, CME...).
- Ensure strict compliance with clearing member obligations (accounts structures, risk management, trade execution, clearing/settling, record-keeping, financial reporting).
- Design and conduct daily trade surveillance to prevent/detect prohibited practices and market abuse across global derivatives markets.
- Ensure continuous adherence to global laws/exchange rules, adapting the program based on monitoring global regulatory actions and legislative changes.
- Develop and deliver comprehensive global compliance training for traders and personnel.
- Act as subject matter expert on global cross-functional projects.
- Maintain/enhance global compliance databases, record-keeping, and regulatory filings; supervise all trade repository reporting (e.g. EMIR, CFTC Parts 43 & 45).
- 7-10 years of experience in derivatives compliance and market conduct within a commodity firm, exchange, global financial institution or regulatory agency with strong focus on compliance advisory, FCM clearing, market surveillance and global regulatory regimes.
- Deep and comprehensive knowledge of global derivatives regulations, including EMIR, MiFID II, MAR, FMIA, MAS, Dodd-Frank, and specific CFTC rules.
- Extensive knowledge of the rules, structures, and operations of major global derivatives exchanges and clearing organizations.
- University degree in Law, Finance, Business, or a related field.
- Strong communication skills (oral and written).
- Strong analytical and problem-solving abilities, and the capacity to work independently and collaboratively in a fast-paced global environment.
- Fluent in English, Multilingual a plus.
- Knowledge of Validus, Bloomberg Regulatory Hub or similar compliance systems is a plus.
- Health Benefits - Offering choices so you can enroll in medical, dental and vision to meet your individual needs
- 401(k) - Investing in your future with an automatic 5% company contribution AND matching up to 4% of your contributions.
- Family Support - Supporting new and growing families by providing 6 weeks of 100% paid parental leave and fertility coverage.
- Tuition Reimbursement - Contributing to your education by reimbursing $5,000 of tuition expenses annually.
- Time Off - Providing generous PTO based on professional work experience
- 0 - 9 years: 25 days
- 10 - 19 years: 30 days
- 20+ years: 35 day
At Bunge (NYSE: BG), our purpose is to connect farmers to consumers to deliver essential food, feed and fuel to the world. As a premier agribusiness solutions provider, our team of ~37,000 dedicated employees partner with farmers across the globe to move agricultural commodities from where they're grown to where they're needed—in faster, smarter, and more efficient ways. We are a world leader in grain origination, storage, distribution, oilseed…
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