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Wealth Risk & Controls Senior Specialist

Job in California, Moniteau County, Missouri, 65018, USA
Listing for: Northwestern Mutual Investment Services, LLC
Full Time position
Listed on 2026-01-20
Job specializations:
  • Finance & Banking
    Financial Services, Financial Compliance, Accounting & Finance, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 60340 - 112060 USD Yearly USD 60340.00 112060.00 YEAR
Job Description & How to Apply Below
Location: California

A financial services firm is seeking an Oversight and Controls Senior Specialist. This role involves managing operational controls and oversight for fiduciary programs and services in a hybrid environment. Candidates should have a bachelor's degree, at least 3 years of financial services experience, and strong communication skills. The position requires attention to detail, organizational skills, and the ability to design implements policies while ensuring compliance.

A compensation range from $60,340 to $112,060 is offered, depending on experience and location.
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Position Requirements
10+ Years work experience
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