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Impactful Compliance Specialist Financial Advisors
Job in
Minneapolis, Hennepin County, Minnesota, 55400, USA
Listed on 2026-01-27
Listing for:
Just Compliance
Full Time
position Listed on 2026-01-27
Job specializations:
-
HR/Recruitment
Regulatory Compliance Specialist
Job Description & How to Apply Below
A nationwide compliance consulting firm is seeking a Compliance Specialist to manage regulatory requirements and assist in audit preparations. The ideal candidate has a Bachelor's degree or equivalent experience and at least one year of compliance experience. Responsibilities include making calls to clients, updating documents, and drafting responses to audit findings. Strong analytical and communication skills are essential for success in this role.
Join the team to grow your career in compliance.
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