Brokerage Risk & Compliance Supervisor

A major financial institution in Minneapolis is seeking an experienced SRM to supervise sales and trade-related activities. This role focuses on protecting the firm's brand while managing risks. Candidates must have supervisory experience in the finance sector, hold relevant licenses, and possess strong knowledge of investment products. The position involves conducting reviews, analyses, and ensuring compliance with regulatory standards. The company offers competitive compensation and benefits, making it an attractive opportunity for qualified candidates.
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