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Regulatory Compliance Specialist

Senior Compliance Manager - Field & OSJ

Job in Minneapolis, Hennepin County, Minnesota, 55400, USA
Listing for: Threadneedle group
Full Time position
Listed on 2026-01-27
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 87400 - 120200 USD Yearly USD 87400.00 120200.00 YEAR
Job Description & How to Apply Below
A diversified financial services leader is seeking a Compliance Manager/Officer in Minneapolis. This role involves conducting inspections and ensuring compliance with regulatory standards. Candidates should have a Bachelor's Degree, relevant experience, and knowledge of FINRA and SEC rules. Strong analytical and communication skills are essential. The estimated salary is $87,400 - $120,200 annually, with additional bonuses and benefits.
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Position Requirements
10+ Years work experience
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