×
Register Here to Apply for Jobs or Post Jobs. X

Regulatory Compliance & Communications Lead; FINRA​/SEC

Job in Minneapolis, Hennepin County, Minnesota, 55400, USA
Listing for: Ameriprise Financial Services, LLC
Full Time position
Listed on 2026-01-23
Job specializations:
  • Business
    Regulatory Compliance Specialist
Job Description & How to Apply Below
Position: Regulatory Compliance & Communications Lead (FINRA/SEC)
A diversified financial services leader is seeking a Compliance Manager/Officer in Minneapolis. You will review compliance of communications and marketing materials while collaborating with diverse business partners. Ideal candidates should have a Bachelor's degree, 5-7 years of experience in compliance, and strong communication skills. The role offers a competitive salary and benefits including 401(k) and health insurance. Join a team that values diversity, inclusion, and career progression.
#J-18808-Ljbffr
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
 
 
 
Search for further Jobs Here:
(Try combinations for better Results! Or enter less keywords for broader Results)
Location
Increase/decrease your Search Radius (miles)

Job Posting Language
Employment Category
Education (minimum level)
Filters
Education Level
Experience Level (years)
Posted in last:
Salary