More jobs:
Regulatory Compliance & Communications Lead; FINRA/SEC
Job in
Minneapolis, Hennepin County, Minnesota, 55400, USA
Listed on 2026-01-23
Listing for:
Ameriprise Financial Services, LLC
Full Time
position Listed on 2026-01-23
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
A diversified financial services leader is seeking a Compliance Manager/Officer in Minneapolis. You will review compliance of communications and marketing materials while collaborating with diverse business partners. Ideal candidates should have a Bachelor's degree, 5-7 years of experience in compliance, and strong communication skills. The role offers a competitive salary and benefits including 401(k) and health insurance. Join a team that values diversity, inclusion, and career progression.
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