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Regulatory Compliance Specialist

Impactful Compliance Manager - Field & Inspections

Job in Minneapolis, Hennepin County, Minnesota, 55400, USA
Listing for: Ameriprise Financial Services, LLC
Full Time position
Listed on 2026-01-27
Job specializations:
  • Business
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm in Minneapolis is seeking a Compliance Manager/Officer. The role involves conducting inspections of branch offices and analyzing compliance practices to identify risks and violations. The ideal candidate will have strong research and communication skills, and be knowledgeable in compliance regulations. You will work collaboratively with various business partners to ensure adherence to company policies and regulatory requirements.

If you have a passion for compliance and a commitment to diversity and inclusion, we encourage you to apply.
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