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Financial Law Regulatory Compliance Specialist

In-House Mutual Fund Counsel | Strategy & Filings

Job in Milwaukee, Milwaukee County, Wisconsin, 53244, USA
Listing for: Northwestern Mutual
Full Time position
Listed on 2025-12-23
Job specializations:
  • Law/Legal
    Financial Law, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 123480 - 229320 USD Yearly USD 123480.00 229320.00 YEAR
Job Description & How to Apply Below
A financial services firm located in Milwaukee is seeking a Mutual Fund Attorney. This role involves leading regulatory filings for mutual funds, driving sub-advisor due diligence, and collaborating with compliance experts to support investment products. The ideal candidate has 3-5 years of relevant legal experience, a Juris Doctorate, and a Wisconsin law license or the intent to obtain one. The position offers a competitive salary range of $123,480 to $229,320, alongside comprehensive benefits and career growth opportunities.
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