More jobs:
Strategic OBA & Passive Investments Consultant; Hybrid
Job in
Milwaukee, Milwaukee County, Wisconsin, 53244, USA
Listed on 2026-01-27
Listing for:
Northwestern Mutual
Full Time
position Listed on 2026-01-27
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading financial services company is seeking a Compliance Consultant to review Outside Business Activities and assess regulatory risks. Candidates must hold FINRA Series 7 and 24 certifications, with a minimum of 6 years of relevant experience. This role requires excellent communication skills and proficiency in tools like Microsoft Office. The company offers a hybrid working environment and comprehensive benefits.
Interested applicants are encouraged to apply and grow their careers with a best-in-class firm.
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