Compliance & Operations Manager
Job in
Miami, Miami-Dade County, Florida, 33222, USA
Listed on 2026-03-12
Listing for:
Larch Capital Partners Llc
Full Time
position Listed on 2026-03-12
Job specializations:
-
Management
Regulatory Compliance Specialist, Operations Manager
Job Description & How to Apply Below
An investment advisory firm in Miami seeks a Compliance & Operations Manager to oversee daily compliance and operational processes. Candidates should have 5+ years of experience in financial services, strong attention to detail, and excellent communication skills. Responsibilities include managing client onboarding, ensuring compliance execution, and collaborating with HR for employee coordination. The role demands operational efficiency and adherence to regulatory requirements, emphasizing teamwork and high ethical standards.
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