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Chief Legal & Compliance Officer – Financial Services

Job in Miami, Miami-Dade County, Florida, 33222, USA
Listing for: Guerra Wealth Advisors
Full Time position
Listed on 2026-02-06
Job specializations:
  • Law/Legal
    Legal Counsel, Financial Law
Salary/Wage Range or Industry Benchmark: 100000 - 130000 USD Yearly USD 100000.00 130000.00 YEAR
Job Description & How to Apply Below
A growing wealth management firm in Miami is seeking a Legal Counsel & Head of Compliance. In this role, you will serve as the firm’s senior legal authority, overseeing all compliance efforts and advising executive leadership. The ideal candidate will have a Juris Doctor, substantial experience in financial services compliance, and the ability to translate legal requirements into actionable business guidance.

This full-time position offers a competitive salary ranging from $100,000 to $130,000 annually, with numerous benefits including 401(k) matching and extensive PTO.
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