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Chief Legal & Compliance Officer & Integrity
Job in
Miami, Miami-Dade County, Florida, 33222, USA
Listed on 2026-01-24
Listing for:
Guerra Wealth Advisors
Full Time
position Listed on 2026-01-24
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services firm in Miami is seeking a Legal Counsel / General Counsel & Head of Compliance to lead all legal and compliance efforts. The ideal candidate has a Juris Doctor degree and 3-7+ years of experience in financial services compliance, specifically with RIA compliance. Responsibilities include advising executive leadership, overseeing compliance, and ensuring full regulatory adherence.
This role offers a competitive salary of $100,000–$130,000 annually, along with benefits including a 401(k) plan and PTO days.
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