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Compliance Advisor
Job in
Mesa, Maricopa County, Arizona, 85201, USA
Listed on 2026-01-25
Listing for:
VirtualVocations
Full Time
position Listed on 2026-01-25
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A company is looking for a Compliance Advisor (contract).
Key Responsibilities- Advise on regulatory requirements applicable to the product
- Guide development of compliance-related product features
- Review product roadmap through a compliance lens
- Proven track record working in compliance roles within financial services organizations
- Strong understanding of FINRA, SEC regulations, and other relevant financial regulatory frameworks
- Significant experience navigating compliance requirements in banking, brokerage, or fintech environments
- Ability to consult with product and engineering teams to embed compliance considerations into product design and features
- Experience evaluating regulatory risks and developing mitigation strategies
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