Regulatory Operations Analyst; Hybrid - Risk & Compliance
Job in
Memphis, Shelby County, Tennessee, 37544, USA
Listed on 2026-03-12
Listing for:
Raymond James
Full Time
position Listed on 2026-03-12
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst -
Business
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
A leading financial services firm is hiring a Regulatory Operations Analyst to ensure compliance with securities regulations and enhance operational efficiency. This hybrid role is based in Memphis and involves collaboration with management to address regulatory challenges and improve departmental procedures. You should have a bachelor's degree and at least 7 months of experience, paired with the SIE and Series 99 certifications.
Analyzing operational performance and contributing to regulatory reporting are key responsibilities.
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