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Financial Reporting Financial Analyst Regulatory Compliance Specialist

Hybrid CAT & CAIS Regulatory Reporting Analyst

Job in Memphis, Shelby County, Tennessee, 37544, USA
Listing for: Raymond James
Full Time position
Listed on 2026-01-28
Job specializations:
  • Finance & Banking
    Financial Reporting, Financial Analyst, Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services firm in Memphis is seeking a detail-oriented Regulatory Operations Analyst to support compliance operations related to non-financial regulatory reporting. This role involves monitoring client asset management, preparing regulatory reports, and collaborating with key stakeholders. Candidates should have a high school diploma and hands-on experience in regulatory reporting. SIE and Series 99 certifications are mandatory before starting. The position follows a hybrid work model, requiring some in-office days.
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