Compliance Associate — Policy & Regulatory
Job in
Melville, Suffolk County, New York, 11775, USA
Listed on 2026-01-27
Listing for:
Procyon
Full Time
position Listed on 2026-01-27
Job specializations:
-
Finance & Banking
-
Government
Job Description & How to Apply Below
A financial services firm based in Melville, New York, is seeking a Compliance Associate to support the Chief Compliance Officer. The role involves ensuring compliance with policies through various reviews and supporting regulatory exams. Ideal candidates have a minimum of two years in compliance with a solid understanding of relevant regulations, strong organizational and communication skills, and the ability to manage multiple priorities effectively.
Familiarity with compliance technology and designations like Series 65 or 66 is preferred.
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Position Requirements
10+ Years
work experience
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