Senior Manager, Risk Governance

* Bringing specialized expertise and consistency in investigations across investigations
* Reviewing and analyzing financial information and accounting records, in support of internal and external suspicious activity requirements
* Assisting and coordinating with internal AML investigatory team, legal, and external Agency investigatory teams
* Developing and maintaining best practices, guidance and processes for suspicious activity identification, documentation and mitigation
* Serving as a technical resource for evaluation of new deals and post-closing defaults
* Assisting Legal with subpoenas/document requests
* Maintaining Agency Sponsor Monitoring List and ensuring updates are communicated to essential stakeholders
* Oversee KPI reporting of Control audit as well as QC & QA findings to determine opportunities for process enhancements, trainings, etc
* Maintain the Delegation of Authority Matrix for UWPM Agency Finance teams.
* Perform operational reviews conducted quarterly to monitor adherence to Policies, Procedures, and Guide requirements
* Ensure teams responsible for OFAC and exclusionary checks are performed timely and accurately
* Partner with ESM on the vendor management process. Perform ongoing vendor quality assurance testing to ensure industry best practices and contract compliance
* Bachelors Degree or military experience
* At least 5 years of experience in Commercial Real Estate, Finance, Compliance, Economics, or Business
* At least 3 years of Financial Services Risk Management Experience
* 7 years experience in roles directly related to Fannie Mae or Freddie Mac Underwriting and Asset Management guidelines and protocols
* Excellent written and verbal communication skills for reporting and liaising with key stakeholders, decision makers, and executive leaders both internally and externally
* Strong ability to assess risks related to Agency requirements and make informed decisions
* Knowledge of enterprise risk management frameworks and tools
* Strong time management skills and ability to operate under demanding deadlines
* Ability to work independently and in a team environment
* Familiarity with internal audit and compliance reporting

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
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