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Senior Suitability Principal - Brokerage & Compliance
Job in
McKnight and Bay, Hampden County, Massachusetts, USA
Listed on 2026-01-22
Listing for:
MassMutual
Full Time
position Listed on 2026-01-22
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services company in Massachusetts is looking for a New Business Suitability Principal to manage the back-office review of business submissions and ensure compliance. The ideal candidate will have FINRA Series 7 & 24 qualifications and at least 2 years of relevant experience. Strong organizational skills and effective problem resolution abilities are essential. This role involves regular communication with internal and external stakeholders and supports an inclusive work environment.
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Position Requirements
10+ Years
work experience
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