Sr. Manager, Regulatory Advisory Compliance; Compliance Testing

Position: Sr. Manager, Regulatory Advisory Compliance (Compliance Testing)
Location: Owings Mills

At T. Rowe Price, we identify and actively invest in opportunities to help people thrive in an evolving world. As a premier global asset management organization with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed income, and multi-asset capabilities to individuals, advisors, institutions, and retirement plan sponsors. We take an active, independent approach to investing, offering our dynamic perspective and meaningful partnership so our clients can feel more confident.

We believe doing the right thing for our clients and our associates is good business. With a career at the firm, you can expect opportunities to create real impact at work and in your community. You’ll enjoy resources to support your career path, as well as compensation, benefits, and flexibility to enrich your life. Here, you’ll find a collaborative culture that respects and values differences and colleagues who share a spirit of generosity.

* Significant compliance, regulatory, risk management, or assurance testing experience within a global asset management or investment management organization
* Strong working knowledge of US regulations applicable to T. Rowe Price (e.g., SEC, ERISA, FINRA, NFA, CFTC)
* Demonstrated accountability for self and others to drive deliverables, with a proven ability to collaborate effectively and build strong working relationships with diverse stakeholders
* Excellent verbal and written communication skills, including the ability to clearly articulate complex regulatory and risk issues to stakeholders
* Active FINRA Series 7 and Series 24 licenses are a plus, demonstrating familiarity with broker-dealer regulatory requirements and branch examinations
* Strong analytical, critical thinking, and problem-solving skills, with a high degree of attention to detail while managing multiple priorities
* Proficiency in using data analytics, automation, or technology-enabled approaches to enhance testing
* Familiarity with EMEA and APAC regulations a plus (e.g., FCA, SFC, MAS)
* Strong leadership capability with experience influencing stakeholders and driving outcomes across functions and geographies

Placement within the range provided above is based on the individual’s relevant experience and skills for the role.  Base salary is only one component of our total compensation package.  Employees may be eligible for a discretionary bonus, which is determined upon company and individual performance.

We value your goals and needs, at work and in life. As an associate, you’ll be supported with resources, benefits, and work-life balance so you can thrive in ways that matter to you.
Featured employee benefits to enrich your life:
Competitive compensation  Health and wellness benefits, including online therapy  Family care resources, including fertility and adoption benefits
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