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Senior Compliance Lead - Financial Advice Quality & Risk

Job in Manchester, Greater Manchester, M9, England, UK
Listing for: Clayton Davies
Full Time position
Listed on 2026-03-04
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 80000 - 100000 GBP Yearly GBP 80000.00 100000.00 YEAR
Job Description & How to Apply Below
A growing independent financial advisory firm in Manchester is seeking a Senior Compliance Manager to maintain regulatory standards and ensure positive client outcomes. This role is pivotal in quality assurance and advisor oversight, requiring experience in compliance within financial services. Ideal candidates will have a Level 4 Diploma in Financial Planning and a proven track record in compliance roles. The firm promotes a strong compliance culture through ongoing training and development.
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Position Requirements
10+ Years work experience
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