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Regulatory Compliance Specialist Risk Manager/Analyst

CASS Compliance & Risk Lead

Job in Manchester, Greater Manchester, M9, England, UK
Listing for: AJ Bell
Full Time position
Listed on 2026-01-14
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
A leading investment platform in the UK seeks a CASS Manager responsible for ensuring compliance with FCA CASS regulations and leading the CASS team. You will identify and manage CASS risks, deliver control testing programmes, and support change initiatives. Ideal candidates will have expertise in CASS, the Investments Operations Certificate, and strong communication skills.

This role offers a competitive salary, generous holiday allowance, and opportunities for professional development in a hybrid working model.
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