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Financial Compliance Regulatory Compliance Specialist Risk Manager/Analyst

Regional Risk & Compliance Leader

Job in Los Angeles, Los Angeles County, California, 90079, USA
Listing for: Threadneedle group
Full Time position
Listed on 2026-02-03
Job specializations:
  • Management
    Regulatory Compliance Specialist, Risk Manager/Analyst
  • Finance & Banking
    Financial Compliance, Regulatory Compliance Specialist, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 100000 - 158200 USD Yearly USD 100000.00 158200.00 YEAR
Job Description & How to Apply Below
A diversified financial services leader is seeking an experienced Risk Manager to provide regulatory oversight and leadership in a hybrid supervision model. This role requires strong financial services knowledge, active FINRA certifications, and the ability to train and prepare Field Registered Principals. The candidate should demonstrate effective analytical and communication skills, with a readiness to travel for on-site oversight. A competitive salary range of $100,000 to $158,200 per year is offered, alongside a comprehensive benefits program.
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