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Regulatory Compliance Specialist

VP, Compliance Marketing Review & Regulatory Oversight

Job in Los Angeles, Los Angeles County, California, 90079, USA
Listing for: Ares Management
Full Time position
Listed on 2026-02-06
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 175000 - 225000 USD Yearly USD 175000.00 225000.00 YEAR
Job Description & How to Apply Below
A financial services firm located in Los Angeles is seeking a Vice President for its Compliance and Regulatory Department. The ideal candidate will oversee marketing reviews and ensure adherence to SEC and FINRA regulations. Required qualifications include over 10 years of relevant compliance experience, a Bachelor’s degree, and strong attention to detail. The role comes with a competitive salary range of $175,000 to $225,000 along with comprehensive benefits.

Continuous applications accepted.
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