Wealth Management Supervisory & Risk Leader

A leading financial institution is seeking a Supervisory Manager to oversee a team of Financial Advisors in Long Beach. The role requires strong leadership skills, a minimum of 5 years in a supervisory capacity, and comprehensive knowledge of securities regulations. Responsibilities include managing account reviews, performing compliance checks, and mentoring staff. Candidates must hold relevant FINRA licenses and possess strong analytical and communication skills.

The position involves significant interaction with clients and requires travel approximately 50% of the time.
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