Assistant Vice President Compliance Data Governance; FTC

Do you want your voice heard and your actions to count?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.

With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

The Core Compliance department at MUFG plays a critical role in safeguarding the integrity and reputation of the investment bank. It is responsible for ensuring that the firm operates within the framework of applicable laws, regulations, and internal policies.

MUFG is currently in search of a seasoned Data Governance expert to manage daily operations of the Data Governance framework within Core Compliance. This pivotal role is essential in ensuring the department upholds effective controls and maintains a high standards of data quality.

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You will be part of the Data Governance team which supports the following activities

• Ensuring the Data Governance framework is in line with policies and procedures
• KDE and Dataflow management
• Data Quality monitoring and MI
• Data Change Management
• Implementation and maintenance of manual controls
• Support Change projects including maturing the Data Governance framework

Specifically, you will be part of team that is accountable and responsible for taking appropriate action relating to Data Governance with respect to the Company’s and Core Compliance, including:

• Active team member of a centralised point of contact for Core Compliance for any questions relating to Data. Supporting the Core Compliance Data Steward.
• Responsible for supporting maintaining the departments data policies, standards, and procedures. Understand the data flows into Core Compliance systems from source including the controls in place. Documents and elevate gaps. Collaborating with other data governance teams locally and other regions to ensure the department is following best practices.
• Support the Core Compliance Data Issue management process. Co-ordinate and create material for regular meeting and seek solutions for open issues. Escalate to management where required.
• Responsible for supporting data quality metrics, dashboards, and reports where required.
• Assist in updating the data landscape and documenting control environments as systems evolve.
• Proactively identify gaps in current BAU activities and implement controls and improvements and where required implement and maintain interim solutions.
• Participate in data testing activities, including data quality validation and reconciliation exercises.
• Support change project where required.
• Responsible for contributing to maturing the framework.

• Maintain and enhance good working relationships with stakeholders, across the region and globally to share best practices, provide support and seek opportunities for collaboration.

• Postgraduate degree with further professional qualification an advantage.
• 5+ years’ experience in Data Governance leading international financial services institution(s).
• Understanding of implementing data governance frameworks.
• Experience of Compliance surveillance platforms advantageous but not a requirement.
• Experience executing and managing Data Governance frameworks including Issue investigation and management, Change management and MI creation.
• Understanding and experience of using Data Governance tools including automation tools and Business analytic tools (Tableau or any other BI Tool)
• Proven ability to identify inefficiencies and improve processes and controls.
• Prior…