Compliance Officer, Finance & Banking

Overview

Location:

South London - 3 days in the office

Salary: up to £85,000 plus benefits depending on experience

Our client is looking for a hands-on Compliance Officer to join a high-performing, regulated business in London. This is a broad, operational role with real visibility working closely with the CCO across compliance, governance and contract management.

Ideal for someone who enjoys ownership, thrives in a small team, and wants genuine impact.

Location:

South London - 3 days in the office

Salary: up to £85,000 plus benefits depending on experience

Our client is looking for a hands-on Compliance Officer to join a high-performing, regulated business in London. This is a broad, operational role with real visibility working closely with the CCO across compliance, governance and contract management.

Ideal for someone who enjoys ownership, thrives in a small team, and wants genuine impact.

• Compliance & Regulatory
  • Supporting FCA / SEC regulatory compliance
  • Monitoring regulatory changes and assessing business impact
  • Maintaining policies, controls and compliance frameworks
  • Supporting monitoring reviews and incident management
  • Helping embed a strong compliance culture
• Legal & Contracts
  • Managing NDAs and core client contracts (UK & US)
  • Supporting contract workflows, approvals and documentation
  • Flagging and escalating non-standard terms
• Risk & Governance
  • Supporting AML and onboarding processes
  • Acting as DMLRO (with oversight)
  • Assisting with data protection and governance activities

• 5+ years’ experience in a Compliance Officer or compliance operations role
• Must have experience monitoring and reviewing financial promotions
• Background in financial services or regulated environment
• Strong understanding of compliance controls and governance
• Strong understanding of day-to-day compliance processes, controls, and good practice
• Experience supporting contract management / contract administration, including tracking, documentation, and process ownership
• Experience supporting the drafting or improvement of policies and internal governance documentation
• Strong understanding of FCA/SEC regulations
• Organised, pragmatic and confident working with senior stakeholders

If you’re looking for a role with autonomy, exposure and real responsibility – we’d love to hear from you.